Regulatory Affairs 
 
 
Regulatory Affairs Research
Results 1 - 30 Of 90
  Page  Of  3  Next
Results per page:
DateDocument TypeTitle
02 Feb 2012 Regulatory Comment Testimony of Richard Cantor before the U.S. House of Representatives Committee on Financial Services Sub-committee on Oversight and Investigations
10 Jan 2012 Regulatory Comment L'importance de reconstruire la confiance dans les marchés de crédit et la régulation des agences de notations
29 Nov 2011 Regulatory Comment Rebuilding Confidence in Credit
21 Oct 2011 Regulatory Comment Moody's Investors Service Response to ESMA: Draft Regulatory Technical Standards on the presentation of the information that CRAs shall disclose in accordance with article 11(2) and point 1 of part II section E of Annex I to Regulation (EC) No 1060/2009
21 Oct 2011 Regulatory Comment Moody's Investors Service Response to ESMA: Draft Regulatory Technical Standards on the information to be provided to ESMA by a CRA in its application for registration and certification and for the assessment of its systemic importance
21 Oct 2011 Regulatory Comment Moody's Investors Service Response to ESMA: Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies
21 Oct 2011 Regulatory Comment Moody's Investors Service Response to ESMA: Consultation Paper on Regulatory Technical Standards on the assessment of compliance of credit rating methodologies with the requirements set out in article 8(3) of Regulation (EC) No 1060/2009
13 Sep 2011 Regulatory Comment Comments of Moody's Investors Service on SEC's Request for Comment to Assist in Study on Assigned Credit Ratings
07 Sep 2011 Regulatory Comment Moody's Investors Service Looks Forward as Regulatory Landscape Evolves (Traditional Chinese translation)
07 Sep 2011 Regulatory Comment Moody's Investors Service Looks Forward as Regulatory Landscape Evolves (Simplified Chinese translation)
23 Aug 2011 Regulatory Comment Moody's Investors Service Looks Forward as Regulatory Landscape Evolves (Korean translation)
10 Aug 2011 Regulatory Comment Moody's Investors Service Response to U.S. SEC's Request for Comment on Proposed Rules for NRSROs
27 Jul 2011 Regulatory Comment Testimony of Michael Rowan before the U.S. House of Representatives Financial Services Sub-committee on Oversight and Investigations
03 Jun 2011 Regulatory Comment Moody's Investors Service Looks Forward as Regulatory Landscape Evolves
06 May 2011 Regulatory Comment Moody's Investors Service contribution of evidence to the House of Lords inquiry into Credit Rating Agencies
05 May 2011 Regulatory Comment Testimony of Robert Kurtter before the U.S House of Representatives Ways and Means Subcommittee on Oversight
27 Apr 2011 Regulatory Comment Moody's Investors Service response to ESMA's consultation paper on fees for CRA Supervision
31 Mar 2011 Regulatory Comment Moody's Investors Service Response to ESMA: Draft Guidelines on the Application of the Endorsement Regime under Article 4(3) the European Union Regulation on Credit Rating Agencies
15 Mar 2011 Regulatory Comment Testimony of Robert Kurtter before the U.S. House of Representatives Oversight Subcommittee on TARP, Financial Services and Bailouts of Public and Private Programs
10 Jan 2011 Regulatory Comment Press Summary of Moody's Investors Service Response to the European Commission Public Consultation on Credit Rating Agencies
07 Jan 2011 Regulatory Comment Moody's Investors Service Response to the European Commission Public Consultation on Credit Rating Agencies
17 Nov 2010 Regulatory Comment Comments of Moody's Investors Service on SEC's Proposed Rules Regarding Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
15 Nov 2010 Regulatory Comment Comments of Moody's Investors Service on the Office of Thrift Supervision's Advance Notice of Proposed Rulemaking Regarding Alternatives to the Use of External Credit Ratings
25 Oct 2010 Regulatory Comment Comments of Moody's Investors Service on the Banking Regulators' Request for Comment re Alternatives to the Use of External Credit Ratings in the Risk-Based Capital Guidelines of the Federal Banking Agencies
25 Oct 2010 Regulatory Comment Comments of Moody's Analytics on the Banking Regulators' Request for Comment re Alternatives to the Use of External Credit Ratings in the Risk-Based Capital Guidelines of the Federal Banking Agencies
14 Oct 2010 Regulatory Comment Audizione Informale di Alex Cataldo, presso la Commissione Finanze del Parlamento Italiano, nell'ambito dell'esame della proposta di regolamento del PE e del Consiglio, recante modifica del Regolamento (CE) n. 1060/2009
12 Oct 2010 Regulatory Comment Comments of Moody's Investors Service on the OCC's Request for Comment re Alternatives to the Use of External Credit Ratings
08 Sep 2010 Regulatory Comment Regulatory Implementation of the Statement of Principles Regarding the Activities of Credit Rating Agencies
16 Jul 2010 Regulatory Comment Moody's July Update on Amended SEC Rule Regarding Structured Finance Ratings: Revised Frequently Asked Questions
15 Jul 2010 Regulatory Comment Moody's To Begin Implementing Changes Related to U.S. Regulatory Reform Act
Results 1 - 30 Of 90
  Page  Of  3  Next
Results per page:
© 2012 Moody's Investors Service, Inc., Moody’s Analytics, Inc. and/or their affiliates and licensors. All rights reserved.